Privacy Policy

You have provided us with certain Nonpublic Personal Financial Information in connection with establishing your account. This Information will generally be derived from information we receive from you on the New Client Profile or other forms, and information about your securities transactions with us or other advisers and broker/dealers which may be providing financial services to you. We restrict access to your personal and account information to our personnel and third party service providers on a “need to know” basis in order to provide products or services to you. We always maintain physical, electronic, and procedural safeguards to guard your non-public personal information. We do not disclose any Nonpublic Personal Financial Information about you to anyone, except as permitted by law and as required by the purposes of establishing and managing your relationship with us.

We do not anticipate sharing this information in the future. If we were to anticipate such a change in firm policy, we would be prohibited under the law from doing do without advising you first.

As you know, we use financial information that you provide to ensure appropriate investment selection while guarding against any real or perceived infringements of your rights of privacy.

Our policy with respect to personal information about you is listed below:

• We limit employee and agent access to information only to those who have a business or professional reason for knowing, and only to non-affiliated parties as permitted by law.

• We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.

• For unaffiliated third parties that require access to your personal information, including administrators, consultants, and auditors, we also require strict confidentiality in our agreements with them and expect them to keep this information private. Federal and state regulators may also review firm records as permitted under law.

• We do not provide your personally identifiable information to marketing companies or solicitors for any purpose.

• Personally identifiable information about you will be maintained during the time that you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After this required period of record retention, all such information will be destroyed.

If you have questions about our privacy policy, please contact our office directly at +1.206.617.4525 or email ‘info@capitalsuisse.com’.